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Ponzi / Fraud

Razorback Funding, LLC, et al v. Scott Rothstein, et al
Noble Trust Co. / State of New Hampshire
Spear & Jackson, Inc.
Bayside Venturees, LLC
Tel-One, Inc.
Aerosonic Corporation
SEC v. Creative Capital Consortium
SEC v. A.B. Financing & Investment
Lancer Offshore Receivership
Consultant to SEC, FTC and Federal Court Appointed Receiver/Trustee



RAZORBACK FUNDING, LLC, ET AL V. SCOTT ROTHSTEIN, ET AL
Kapila & Company was retained as Litigation Consultants and forensic experts to the Plaintiffs and their Counsel in their suit to recover millions of dollars from the defendants, including several hedge funds, Gibraltar Bank and TD Bank.  Soneet Kapila provided expert testimony relating to the $1.2 billion Ponzi scheme orchestrated by Scott Rothstein. The plaintiffs were successful in settling the case with the banks for significant amounts.


NOBLE TRUST CO. / STATE OF NEW HAMPSHIRE
Kapila & Company was retained as consultants to assist the Office of the Liquidator for Noble Trust Company ("Noble"), a New Hampshire non-depository banking institution in connection with the investigation and liquidation of Noble. Soneet Kapila provided expert testimony as to the Ponzi scheme.

SPEAR & JACKSON, INC.
Soneet R. Kapila was appointed as Corporate Monitor by the Securities and Exchange Commission and Federal District Court to oversee and monitor the business operations of this international company.

BAYSIDE VENTURES, LLC
Soneet R. Kapila was appointed as “Liquidator” for four hedge fund LLC’s to marshal and administer the assets of these funds for investors.  His scope includes a forensic investigation of the historical transactions to trace assets and an orderly liquidation of all assets.

TEL-ONE, INC.
Soneet R. Kapila was appointed by the S.E.C. and Federal District Court as the Claims Administrator in this "pump and dump" securities fraud case.

AEROSONIC CORPORATION
The Audit Committee of this public company retained Kapila and Company as consultants to investigate certain transactions, management conduct and alleged misstatements in previously issued financial statements.

S.E.C. V. CREATIVE CAPITAL CONSORTIUM, LLC, ET AL
K&C was retained as forensic consultants by Jonathan Perlman, the Receiver in this SEC case. CCC and its principal, George L. Theodule, perpetuated a Ponzi scheme and raised multi-millions of dollars from thousands of inventors in the Haitian-American community nationwide through a network of purported investment clubs.

S.E.C. VS. A.B. FINANCING & INVESTMENT, INC.
Kapila & Company was retained by the S.E.C. as forensic consultants and experts to assist in the financial analysis of investment and cash transactions in order to assist the SEC in quantifying the loss incurred by the investors.


LANCER OFFSHORE RECEIVERSHIP
K&C has been retained by the Federal Court appointed Receiver in this substantial hedge fund operation to serve in the role of Testifying Expert.

CONSULTANT TO SEC, FTC & FEDERAL COURT APPOINTED RECEIVER/TRUSTEE
Kapila & Company served as accountants to the S.E.C., F.T.C., and Federal Court appointed Receivers and Trustees in the following:

 

• S.E.C. v. Creative Capital Consortium, LLC, et al
Financial Federated Title and Trust, Inc.
• Aubrey Lee Price, PFG, LLC
Commodities OnLine, LLC
American Precious Metals, LLC
Timeshare Mega Media and Marketing Group, LLC
Fereidoun "Fred" Khalilian and TheDolce Group Worldwide, LLC
Pacific Northwestern
International Capital Management, Inc.
World Corp.
• Securities & Exchange Commission v. Homeland Communications Corporation,
   Frances M. LaBarre and Joseph Yurkin (Defendants) and Oak Tree Escrow
   Corporation, Luna Pazza, Inc., SMR Acquisitions, Inc.,
   SMRDevelopment.com, Inc., and Global Survey Corporation
   (Relief Defendants)
Medco, Inc.
Transamerica Wireless Systems, Inc.
Intercontinental Telecommunications Co.
Comcoa, Ltd.
Junction Financial Corporation
Hawa Corporation/Hawa Communications, Inc.
SunState FX, Inc.
World Class Limo
Internet Capital Consultants, Inc.
Phoenix Investments, Inc. f/k/a Phoenix Financial Groups, Inc.
Federal Trade Commission v. Inspired Ventures, Inc., Jesse Alper and Victor Alper
Associated Record Distributors
Casino Gaming Factory
Get Answers, Inc.
Federal Trade Commission vs. Nationwide Connections, Inc., Access One   Communications, Inc., Network One Services, Inc., Willoughby Farr,
   Mary Lou Farr, Yaret Garcia, Erika Riaboukha and Qaadir Kaid
Securities & Exchange Commission vs. KS Advisors, Inc., KS Condor Partners,
   Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle
Securities & Exchange Commission vs. Edward S. Digges, Jr., Nexstar
   Communications,    LLC, TMT Equipment Company, LLC, TMT Management
   Group, LLC, POSA, LLC, POSA TMT, LLC, Televest Group, LLC and
   Spindrift, LLC
Gary F. Gieseke, MD, PA
• Securities & Exchange Commissions vs. Robert E. Lane, Wealth Pools
   International, Inc. and Recruit for Wealth, Defendants, and T-N-T Education
   Company, Inc., Richard Lane, Mundo Trade, Inc. Renee Becker, Julia Lane and
   First Fiduciary Business Trust, Relief Defendants


Kapila & Company untangled intricate webs of related party transactions and traced cash flows by analyzing and evaluating the voluminous financial activity of these entities.

The S.E.C. seized the corporate assets and closed the business due to the Companies' alleged sale of unregistered securities and securities fraud. Kapila & Company assisted the Receivers in securing the premises, identifying and marshalling assets and prepared written reports, which were utilized by both the S.E.C. and the Receivers for enforcement and recovering assets for the benefit of investors. The analysis and investigation of corporate transactions involved significant transfers of intricate webs of funds, including international and offshore corporate structures.

Kapila & Company also analyzed funds flows to determine Ponzi schemes and prepared in-depth Ponzi analyses which were instrumental in Court testimony to recover additional assets for distribution to defrauded investors.

  
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